SEC

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December 17, 2020

China’s Luckin Coffee to pay $180-million penalty in fraud case

December 10, 2020

General Electric to pay $200-million penalty for misleading investors, SEC says

November 13, 2020

Wells Fargo’s former CEO and retail banking chief charged with misleading investors over sales practices

September 9, 2020

Climate change poses a ‘slow motion’ systemic threat to stability of U.S. financial system, regulator says

August 15, 2020

Argentina approves revised debt offer, set for SEC filing

July 9, 2020

Crypto exchange Coinbase readies landmark stock market listing, sources say

June 22, 2020

NYSE makes new push with the SEC for IPO alternative

June 22, 2020

Another Canadian biotech IPO expected this week on Nasdaq as Fusion Pharmaceuticals looks to raise more than $150-million

June 22, 2020

U.S. Supreme Court caps SEC’s power to recover proceeds of fraud

June 21, 2020

Ousting of U.S. prosecutor thrusts low-profile markets regulator into unwelcome spotlight

June 18, 2020

Southeastern Conference pushing Mississippi to change flag

June 10, 2020

Starbucks plans to close up to 200 Canadian locations over two years

June 7, 2020

Fusion the latest to seek listing on Nasdaq in a flurry of Canadian biotech IPOs

April 22, 2020

U.S. securities regulator warns investors over Chinese company disclosures

March 30, 2020

U.S. markets watchdog says SEC should not ban short-selling of shares

December 23, 2019

BMW says being investigated by U.S. SEC

December 16, 2019

U.S. SEC settles with former Goldman banker over 1MDB scandal

April 26, 2019

Elon Musk reaches deal with SEC in dispute over Twitter use

April 5, 2019

Tesla CEO Elon Musk, SEC ordered to meet in bid to reach settlement over tweets by April 18

March 27, 2019

U.S. Supreme Court backs SEC, safeguards investor-protection laws

March 15, 2019

U.S. SEC sues VW, ex-CEO over alleged emissions fraud on investors

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