Investment Industry Regulatory Organization of Canada - The Globe and Mail

Latest articles

December 29, 2023

Globe Advisor’s Best of 2023: Big trends redefining the investment industry

4 min read

December 21, 2022

opinion

Merger of two regulators could lower costs and increase innovation

Donna Bristow

3 min read

December 8, 2022

Canadian regulators consider rules to reveal identities of short sellers and details of their trades

3 min read

December 8, 2022

What investment industry stakeholders are looking for from the new self-regulatory organization

4 min read

October 12, 2022

Coinsquare becomes first crypto company to register with IIROC

2 min read

October 11, 2022

KYC and ESG: Zeroing in on client values can pay off for advisors

4 min read

October 4, 2022

explainer

What is the stock market and how does it work?

9 min read

September 14, 2022

Financial services firms ease teams back to office with hybrid work

4 min read

September 13, 2022

the future of financial advice

What a declining number of advisors means for the investment industry and clients

4 min read

July 7, 2022

Investment industry regulator closing in on fines owed

3 min read

July 5, 2022

Does your investment advisor understand your social values?

3 min read

June 27, 2022

Andrew Kriegler named CEO of new merged securities industry regulator

2 min read

May 31, 2022

Former PI Financial owner Gary Ng receives $5-million fine and a permanent ban from working in securities industry

2 min read

May 18, 2022

Regulator rules former PI Financial owner Gary Ng fraudulently obtained a loan to finance his purchase of the brokerage firm

2 min read

May 12, 2022

Merger of Canadian investment industry regulators heads to final stages with new board

3 min read

February 9, 2022

Investments in alternative strategies grow with rise of volatile markets

5 min read

November 19, 2021

Two training-related tax credits could help advisors save on CE

4 min read

November 17, 2021

Fidelity approved to handle bitcoin in Canada, clearing path for institutional investors

2 min read

August 4, 2021

morning update newsletter

Morning Update: Mixed vaccines could present travel challenges

6 min read

August 3, 2021

Canadian regulators to create new watchdog for investment industry, replacing IIROC and MFDA

4 min read

July 29, 2021

Do regulators need to prioritize negligence over fraud?

4 min read

July 15, 2021

New accreditation may lead to growth in use of the ‘Smith Manoeuvre’

5 min read

July 10, 2021

young money

These four young investors jumped into the market during the pandemic. Here’s what they’re buying

6 min read

June 19, 2021

Risk on steroids: Canadians are racking up record debt to play the stock market

8 min read

May 27, 2021

Short sales on the TSX: What bearish investors are betting against

5 min read