Investment Industry Regulatory Organization of Canada - The Globe and Mail

Latest articles

December 29, 2023

Globe Advisor’s Best of 2023: Big trends redefining the investment industry

December 21, 2022

opinion

Merger of two regulators could lower costs and increase innovation

Donna Bristow

December 8, 2022

Canadian regulators consider rules to reveal identities of short sellers and details of their trades

December 8, 2022

What investment industry stakeholders are looking for from the new self-regulatory organization

October 12, 2022

Coinsquare becomes first crypto company to register with IIROC

October 11, 2022

KYC and ESG: Zeroing in on client values can pay off for advisors

October 4, 2022

explainer

What is the stock market and how does it work?

September 14, 2022

Financial services firms ease teams back to office with hybrid work

September 13, 2022

the future of financial advice

What a declining number of advisors means for the investment industry and clients

July 7, 2022

Investment industry regulator closing in on fines owed

July 5, 2022

Does your investment advisor understand your social values?

June 27, 2022

Andrew Kriegler named CEO of new merged securities industry regulator

May 31, 2022

Former PI Financial owner Gary Ng receives $5-million fine and a permanent ban from working in securities industry

May 18, 2022

Regulator rules former PI Financial owner Gary Ng fraudulently obtained a loan to finance his purchase of the brokerage firm

May 12, 2022

Merger of Canadian investment industry regulators heads to final stages with new board

February 9, 2022

Investments in alternative strategies grow with rise of volatile markets

November 19, 2021

Two training-related tax credits could help advisors save on CE

November 17, 2021

Fidelity approved to handle bitcoin in Canada, clearing path for institutional investors

August 4, 2021

morning update newsletter

Morning Update: Mixed vaccines could present travel challenges

August 3, 2021

Canadian regulators to create new watchdog for investment industry, replacing IIROC and MFDA

July 29, 2021

Do regulators need to prioritize negligence over fraud?

July 15, 2021

New accreditation may lead to growth in use of the ‘Smith Manoeuvre’

July 10, 2021

young money

These four young investors jumped into the market during the pandemic. Here’s what they’re buying

June 19, 2021

Risk on steroids: Canadians are racking up record debt to play the stock market

May 27, 2021

Short sales on the TSX: What bearish investors are betting against